Program Overview

As a member of Hennion & Walsh’s fee-based asset management program, you’ll enjoy the following benefits:

• Analysis of your current investment portfolio. Our research team investigates your current portfolio to determine its exposure across asset classes and evaluates how well it matches your stated investment objectives and risk appetite.

• Customized asset allocation strategy. We will make a specific recommendation for a diversified portfolio that we believe may deliver the performance you desire, within the timeframe you set, at your preferred level of risk.

• Access to comprehensively screened money managers. In addition to comprehensive quantitative screening criteria, our extended research team typically conducts due diligence reviews of each manager annually for a firsthand, unbiased qualified assessment of their team and practices.

• Dedicated customer service team. Every client is assigned an investment representative who serves as a primary point of contact. A short chain of command links that investment representative directly to our Chief Investment Officer and experienced research team.

• Ongoing portfolio monitoring and rebalancing. Depending on the program you are invested in, we monitor your portfolio and look to rebalance whenever your exposure to a particular asset class falls out of a predetermined range in accordance with a predefined review schedule. This approach mitigates the effect of swings in the market and potential concentrations in certain asset classes.

• Comprehensive and clear individual portfolio reporting. Our clients receive 24/7 online access to view their accounts, as well as quarterly performance reports that break down the overall performance of their portfolio, plus monthly client statements.

• A simple asset-based, all-inclusive fee. Our clients pay an asset-based, all-inclusive quarterly fee, which means that our clients’ interests are always aligned with ours, and that some traditional conflicts of interest are eliminated. In some cases, the fee may be partially or totally deductible on your federal income tax.

• Tax efficiency. Clients in separately managed accounts typically own the individual securities within their account, so they have more flexibility in income tax planning with respect to the timing of gains and losses from individual securities in their accounts.